SEC Form 4 · accession 0001127602-18-003218
NAVIENT CORP · NAVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Hauber
Officer — SVP, Chief Risk&Compliance Off
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 29, 2018 | S | 17,423 | $14.4025 | D | 63,404 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price per share of stock sold by the reporting person $14.38 and $14.4250. The reporting person undertakes to provide to Navient Corporation, any security holder of Navient Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2The reporting person's common stock balance includes 591 shares acquired under the Navient Corporation Employee Stock Purchase Plan.
- F3Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance.