SEC Form 4 · accession 0001127602-16-061956
NAVIENT CORP · NAVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilleland Diane Suitt
Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2016 | M | 13,994 | $0.00 | A | 134,459 | D | |
| Common Stock | Sep 1, 2016 | F | 9,946 | $14.43 | D | 124,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.2558 | Sep 1, 2016 | M | 13,994 | D | Apr 30, 2014 | Feb 3, 2017 | Common Stock | 13,994 | 0 | D |
Explanation of responses
- F1Dividend equivalent rights issued on previously unvested restricted stock are included in Ms. Gilleland's common stock holding balance.