SEC Form 4 · accession 0001209191-19-018981
City Office REIT, Inc. · CIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Maretic
Officer — Chief Financial Officer
Period of report
Mar 11, 2019
Accepted (ET)
Mar 12, 2019 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2019 | M | 43,476 | — | A | 90,903 | D | |
| Common Stock | Mar 11, 2019 | F | 17,390 | $11.28 | D | 73,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 11, 2019 | M | 43,476 | D | — | — | Common Stock | 43,476 | 54,623 | D |
Explanation of responses
- F1In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.
- F2The restricted stock units reported herein have vested and converted to common shares as at March 11, 2019.