SEC Form 4 · accession 0000947871-15-000148
City Office REIT, Inc. · CIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. McLernon
Director
Period of report
Oct 17, 2014
Accepted (ET)
Feb 20, 2015 · 8:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593222
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | $0.00 | Oct 17, 2014 | A | 27 | A | — | — | Common Stock | 27 | 1,527 | D |
| Restricted Stock UnitsF2,F1 | $0.00 | Jan 16, 2015 | A | 28 | A | — | — | Common Stock | 28 | 1,554 | D |
Explanation of responses
- F1Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.
- F2The units shall vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date (August 27, 2014), generally subject to the Participant's continued employment with the Advisor through each applicable vesting date. The additional units shall vest on the same date that the underlying unit in respect of which each additional unit was issued, vests.