SEC Form 4 · accession 0001593195-18-000074
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie K. Xanders
Officer — EVP and General Counsel
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2018 | M | 10,000 | $0.00 | A | 34,137 | D | |
| Common StockF2 | Dec 20, 2018 | F | 3,458 | $12.49 | D | 30,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Dec 20, 2018 | M | 10,000 | D | — | — | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.
- F3The award vests in three equal installments on December 20, 2018, December 20, 2019, December 20, 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.