SEC Form 4 · accession 0001593195-18-000009
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie K. Xanders
Officer — EVP and General Counsel
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | M | 2,500 | $0.00 | A | 16,762 | D | |
| Common StockF2 | Mar 1, 2018 | F | 914 | $19.32 | D | 15,848 | D | |
| Common StockF1 | Mar 1, 2018 | M | 2,337 | $0.00 | A | 18,185 | D | |
| Common StockF2 | Mar 1, 2018 | F | 731 | $19.32 | D | 17,454 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 1, 2018 | M | 2,500 | A | — | — | Common Stock | 2,500 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 1, 2018 | M | 2,337 | A | — | — | Common Stock | 2,337 | 2,339 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.
- F3The award vested in substantially equal installments on each of March 1, 2015, 2016, 2017 and 2018, subject to the Reporting Person's continued service and subject to acceleration upon certain events.
- F4The award vests in four approximately equal installments on March 1, 2016, 2017, 2018 and 2019, subject to the Reporting Person's continued service and subject to acceleration upon certain events.