SEC Form 4 · accession 0001593195-17-000061
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Ferro Jr.
Director · 10% Owner
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | A | 450,000 | $0.00 | A | 450,000 | D | |
| Common StockF2 | holding | — | — | — | 5,220,000 | I | By Merrick Media, LLC | |
| Common StockF2 | holding | — | — | — | 3,827,788 | I | By Merrick Venture Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award is intended as the Reporting Person's sole non-employee director compensation for a three-year period. The award of restricted stock will vest in three equal installments on August 7, 2018, 2019 and 2020, subject to acceleration upon certain events. If the Reporting Person voluntarily resigns from the Issuer's Board of Directors, any unvested portion of this award at the time of resignation will be forfeited.
- F2Merrick Venture Management, LLC is the sole manager of Merrick Media, LLC. Mr. Ferro serves as the manager of Merrick Venture Management, LLC. Mr. Ferro disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.