SEC Form 4 · accession 0001593195-17-000050
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin C Dearborn
Officer — CEO · Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2017 | M | 125,000 | $0.00 | A | 125,000 | D | |
| Common StockF2 | Aug 2, 2017 | F | 54,327 | $12.18 | D | 70,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 2, 2017 | M | 125,000 | D | — | — | Common Stock | 125,000 | 250,000 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.
- F3The award will vest in three equal installments on August 2, 2017, 2018 and 2019, subject to the Reporting Person's continued service and subject to acceleration upon certain events.