SEC Form 4 · accession 0001593195-17-000021
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie K. Xanders
Officer — EVP and General Counsel
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | M | 1,742 | — | A | 8,724 | D | |
| Common StockF2 | Mar 1, 2017 | F | 704 | $14.85 | D | 8,020 | D | |
| Common StockF1 | Mar 1, 2017 | M | 2,500 | — | A | 10,520 | D | |
| Common StockF2 | Mar 1, 2017 | F | 883 | $14.85 | D | 9,637 | D | |
| Common StockF1 | Mar 1, 2017 | M | 2,337 | — | A | 11,974 | D | |
| Common StockF2 | Mar 1, 2017 | F | 788 | $14.85 | D | 11,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 1, 2017 | M | 1,742 | D | — | — | Common Stock | 1,742 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 1, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 2,500 | D |
| Restricted Stock UnitsF1,F5 | — | Mar 1, 2017 | M | 2,337 | D | — | — | Common Stock | 2,337 | 4,676 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.
- F3On August 4, 2014 restricted stock units originally granted by Tribune Media Company were converted into restricted stock units of the Issuer in connection with the Spin-off. Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. The remaining restricted stock units will vest in substantially equal installments on each of March 1, 2016 and 2017, subject to the Reporting Person's continued service and subject to acceleration upon certain events.
- F4On August 29, 2014, the Reporting Person was granted restricted stock units, vesting in four equal installments beginning on March 1, 2015. The remaining restricted stock units will vest in substantially equal installments on each of March 1, 2016, 2017 and 2018, subject to the Reporting Person's continued service and subject to acceleration upon certain events.
- F5The award will vest in four approximately equal installments on March 1, 2016, 2017, 2018 and 2019, subject to the Reporting Person's continued service and subject to acceleration upon certain events.