SEC Form 4 · accession 0001593195-16-000178
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin C Dearborn
Officer — CEO · Director
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F1 | $14.87 | Aug 2, 2016 | A | 225,000 | A | — | Aug 2, 2023 | Common Stock | 225,000 | 225,000 | D |
| Restricted Stock UnitsF2,F3 | — | Aug 2, 2016 | A | 375,000 | A | — | — | Common Stock | 375,000 | 375,000 | D |
Explanation of responses
- F1The option will vest in three equal installments on August 2, 2017, 2018 and 2019, subject to the Reporting Person's continued service and subject to acceleration upon certain events.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3The award will vest in three equal installments on August 2, 2017, 2018 and 2019, subject to the Reporting Person's continued service and subject to acceleration upon certain events.