SEC Form 4 · accession 0001593195-16-000131
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Ferro Jr.
Director · 10% Owner
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2,F1 | — | Apr 1, 2016 | A | 2,212 | A | — | — | Common Stock | 2,212 | 2,212 | D |
Explanation of responses
- F1Stock units convert into common stock on a one-for-one basis.
- F2Represents stock units granted in lieu of quarterly cash director fee payable to the reporting person. The stock units are to be settled in shares of the Company's common stock upon the earlier of (i) the reporting person's termination of service as a director of the Company and (ii) a change in control (as defined in the Tribune Publishing Company 2014 Omnibus Incentive Plan).