SEC Form 4 · accession 0001593195-15-000094
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Rooney
Officer — EVP, Chief Revenue Officer
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | M | 3,822 | — | A | 3,822 | D | |
| Common StockF2 | Nov 10, 2015 | F | 1,230 | $9.19 | D | 2,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Nov 10, 2015 | M | 3,822 | A | — | — | Common Stock | 3,822 | 11,469 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.
- F3On November 10, 2014, the Reporting Person was granted restricted stock units, vesting in four substantially equal installments beginning on November 10, 2015. The remaining restricted stock units vest in substantially equal installments on each of November 10, 2016, 2017 and 2018, subject to the Reporting Person's continued service and subject to acceleration upon certain events.