SEC Form 4 · accession 0001593195-15-000076
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Austin M Beutner
Officer — Pub/CEO, Los Angeles Times
Period of report
Aug 11, 2015
Accepted (ET)
Aug 13, 2015 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2015 | M | 4,394 | — | A | 4,394 | D | |
| Common StockF2 | Aug 11, 2015 | F | 1,533 | $12.09 | D | 2,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 11, 2015 | M | 4,394 | D | — | — | Common Stock | 4,394 | 13,184 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.
- F3On August 29, 2014, the Reporting Person was granted restricted stock units, vesting in four substantially equal installments beginning on August 11, 2015. The remaining restricted stock units vest in substantially equal installments on each of August 11, 2016, 2017 and 2018, subject to the Reporting Person's continued service and subject to acceleration upon certain events.