SEC Form 4 · accession 0000899243-17-008297
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Soon-Shiong
Director · 10% Owner
Period of report
Mar 20, 2017
Accepted (ET)
Mar 21, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 20, 2017 | P | 2,950,000 | $14.8712 | A | 7,650,000 | I | See Footnote |
| Common Stock | holding | — | — | — | 1,093,619 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price reflects the weighted average purchase price per share for the transactions on March 20, 2017. The price per share consisted of $15.00 per share for 2,000,000 shares and $14.60 per share for 950,000 shares.
- F2Shares held by NantCapital, LLC ("NantCapital"). California Capital Equity, LLC ("CalCap") directly owns all of the equity interests of NantCapital and CalCap may be deemed to have beneficial ownership of the shares held by NantCapital. The reporting person directly owns all of the equity interests of CalCap and has voting and dispositive power over the shares held by CalCap.