SEC Form 4 · accession 0000899243-16-034455
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Merrick Venture Management, LLC
10% Owner
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 23, 2016 | P | 9,432 | $12.9626 | A | 1,235,225 | D | |
| Common StockF3 | Nov 25, 2016 | P | 5,000 | $12.8815 | A | 1,240,225 | D | |
| Common StockF4 | Nov 28, 2016 | P | 27,694 | $12.9332 | A | 1,267,919 | D | |
| Common StockF5 | holding | — | — | — | 5,220,000 | I | By Merrick Media, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market purchase pursuant to a 10b5-1 trading plan adopted by Merrick Venture Management, LLC ("Merrick Management"), in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This transaction was executed in multiple trades at prices ranging from $12.85 to $13.19, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $12.76 to $12.97, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $12.83 to $13.09, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5Merrick Management is the sole manager of Merrick Media, LLC. Merrick Management disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.