SEC Form 4 · accession 0000899243-16-033949
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Soon-Shiong
Director · 10% Owner
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | P | 26,164 | $12.85 | A | 771,186 | D | |
| Common StockF2 | Nov 17, 2016 | P | 20,109 | $12.75 | A | 791,295 | D | |
| Common StockF3 | Nov 18, 2016 | P | 18,312 | $12.75 | A | 809,607 | D | |
| Common StockF4 | holding | — | — | — | 4,700,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price reflects the weighted average purchase price per share for the transactions on November 16, 2016. The price per share for such transactions ranged from $12.68 to $13.00. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F2The reported price reflects the weighted average purchase price per share for the transactions on November 17, 2016. The price per share for such transactions ranged from $12.62 to $12.88. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F3The reported price reflects the weighted average purchase price per share for the transactions on November 18, 2016. The price per share for such transactions ranged from $12.47 to $12.84. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F4Shares held by NantCapital, LLC ("NantCapital"). California Capital Equity, LLC ("CalCap") directly owns all of the equity interests of NantCapital and CalCap may be deemed to have beneficial ownership of the shares held by NantCapital. The reporting person directly owns all of the equity interests of CalCap and has voting and dispositive power over the shares held by CalCap.