SEC Form 4 · accession 0000899243-16-033824
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Merrick Venture Management, LLC
10% Owner
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 15, 2016 | P | 30,000 | $12.5902 | A | 1,086,569 | D | |
| Common StockF3 | Nov 16, 2016 | P | 38,110 | $12.8338 | A | 1,124,679 | D | |
| Common StockF4 | Nov 17, 2016 | P | 26,339 | $12.7416 | A | 1,151,018 | D | |
| Common StockF5 | holding | — | — | — | 5,220,000 | I | By Merrick Media, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market purchase pursuant to a 10b5-1 trading plan adopted by Merrick Venture Management, LLC ("Merrick Management"), in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This transaction was executed in multiple trades at prices ranging from $12.37 to $12.72, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $12.65 to $13.05, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $12.62 to $12.955, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5Merrick Management is the sole manager of Merrick Media, LLC. Merrick Management disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.