SEC Form 4 · accession 0000899243-16-033221
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Soon-Shiong
Director · 10% Owner
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | P | 200,000 | $11.175 | A | 641,906 | D | |
| Common StockF2 | Nov 9, 2016 | P | 33,775 | $11.608 | A | 675,681 | D | |
| Common StockF3 | Nov 10, 2016 | P | 35,301 | $11.604 | A | 710,982 | D | |
| Common StockF4 | holding | — | — | — | 4,700,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price reflects the weighted average purchase price per share for the transactions on November 8, 2016. The price per share for such transactions ranged from $10.975 to $11.500. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F2The reported price reflects the weighted average purchase price per share for the transactions on November 9, 2016. The price per share for such transactions ranged from $11.40 to $11.70. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F3The reported price reflects the weighted average purchase price per share for the transactions on November 10, 2016. The price per share for such transactions ranged from $11.42 to $11.70. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F4Shares held by NantCapital, LLC ("NantCapital"). California Capital Equity, LLC ("CalCap") directly owns all of the equity interests of NantCapital and CalCap may be deemed to have beneficial ownership of the shares held by NantCapital. The reporting person directly owns all of the equity interests of CalCap and has voting and dispositive power over the shares held by CalCap.