SEC Form 3 · accession 0000899243-16-021840
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Patrick Soon-Shiong
Director · 10% Owner
CALIFORNIA CAPITAL EQUITY, LLC
10% Owner
Nant Capital, LLC
10% Owner
Period of report
Jun 1, 2016
Accepted (ET)
Jun 6, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,700,000 | I | See footnote | |
| Common Stock | holding | — | — | — | 407,157 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by NantCapital, LLC ("NantCapital"). California Capital Equity, LLC ("CalCap") directly owns all of the equity interests of NantCapital and CalCap may be deemed to have beneficial ownership of the shares held by NantCapital. The reporting person directly owns all of the equity interests of CalCap and has voting and dispositive power over the shares held by CalCap.