SEC Form 4 · accession 0001209191-18-046794
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Kimmel
Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 15, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Aug 14, 2018 | S | 12,074 | $15.90 | D | 145,277 | D | |
| Ordinary SharesF1,F2,F4,F5 | Aug 14, 2018 | S | 14,000 | $15.90 | D | 120,000 | I | In Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2These ordinary shares were sold in multiple transactions. The prices in this Table I represent weighted average prices. Mr. Kimmel undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to Endo International plc, any security holder of Endo International plc or the staff of the Securities and Exchange Commission.
- F3These ordinary shares were sold at prices ranging from $15.24 to $16.24, inclusive. See footnote 2 for additional information.
- F4These ordinary shares were sold at prices ranging from $15.24 to $16.22, inclusive. See footnote 2 for additional information.
- F5This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and holds shared power of disposition and vote.