SEC Form 4 · accession 0001209191-17-061437
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Kimmel
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Nov 15, 2017 | S | 5,134 | $6.90 | D | 138,939 | D | |
| Ordinary SharesF3,F4 | Nov 15, 2017 | S | 4,000 | $6.90 | D | 136,140 | I | In Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.63 to $7.10, inclusive. Mr. Kimmel undertakes to provide to Endo International plc, any security holder of Endo International plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This number represents ordinary shares, of which 48,362 have been deferred under Endo International plc's directors deferred compensation plan.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.63 to $7.09, inclusive. Mr. Kimmel undertakes to provide to Endo International plc, any security holder of Endo International plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F4This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and as to which shares Mr. Kimmel holds either sole or shared power of disposition and vote.