SEC Form 4 · accession 0001209191-17-048496
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Joseph Maletta
Officer — EVP, Chief Legal Officer
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 9:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Incentive Plan Restricted Stock Units (RSU)F1 | Aug 10, 2017 | A | 114,583 | $0.00 | A | 154,668 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Stock Incentive Plan Stock Options (NQ)F3,F4 | $7.55 | Aug 10, 2017 | A | 260,416 | A | — | Aug 10, 2027 | Ordinary Shares | 260,416 | 260,416 | D |
Explanation of responses
- F1Upon each vesting date, each vested restricted stock unit automatically converts into one (1) ordinary share of Endo International plc. These restricted stock units (RSUs) generally vest 33 1/3% per year on each of August 10, 2018, August 10, 2019 and August 10, 2020. Upon vesting, we consider the underlying RSUs to be expired.
- F2These securities were granted to Mr. Maletta in consideration of his services as Executive Vice President and Chief Legal Officer of Endo International plc.
- F3Represents the right to buy ordinary shares, par value $0.0001 per share, of Endo International plc.
- F4These stock options are generally exercisable 33 1/3% per year on each of August 10, 2018, August 10, 2019 and August 10, 2020.