SEC Form 4 · accession 0001209191-17-000321
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Joseph Maletta
Officer — Exec. V.P.,Chief Legal Officer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Dec 31, 2016 | F | 372 | $16.16 | D | 2,455 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Twenty-five percent (25%) of Mr. Maletta's December 31, 2015 grant of restricted stock units (RSUs) vested on December 31, 2016.
- F2These shares represent stock withheld by Endo International plc to satisfy Mr. Maletta's tax withholding obligations on shares acquired upon vesting of RSUs.
- F3$16.16 represents the vesting price, which is the average of the high and low share price on December 30, 2016, the last business day prior to the vesting day, which was a Saturday.