SEC Form 4 · accession 0001209191-16-143066
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Campanelli
Officer — President & CEO · Director
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Sep 28, 2016 | F | 1,981 | $22.26 | D | 202,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Stock Incentive Plan Stock Options (NQ)F4,F6,F5 | $21.99 | Sep 26, 2016 | A | 429,645 | A | — | Sep 26, 2026 | Ordinary Shares | 429,645 | 429,645 | D |
Explanation of responses
- F1Twenty-five percent (25%) of Mr. Campanelli's September 28, 2015 grant of restricted stock units (RSUs) vested on September 28, 2016.
- F2These shares represent stock withheld by Endo International plc to satisfy Mr. Campanelli's tax withholding obligations on shares acquired upon vesting of RSUs.
- F3$22.26 represents the vesting price, which is the average of the high and low share price on September 28, 2016.
- F4Represents the right to buy ordinary shares, par value $0.0001 per share, of Endo International plc.
- F5These stock options are generally exercisable 33 1/3% per year on each of September 26, 2017, September 26, 2018, and September 26, 2019.
- F6These securities were granted to Mr. Campanelli in consideration of his services as the President and Chief Executive Office of Endo International plc.