SEC Form 4 · accession 0001209191-16-142897
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suketu Upadhyay
Officer — EVP, Chief Financial Officer
Period of report
Sep 24, 2016
Accepted (ET)
Sep 27, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Sep 24, 2016 | F | 1,618 | $22.44 | D | 22,412 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 grant of restricted stock units (RSUs) vested on September 24, 2016.
- F2These shares represent stock withheld by Endo International plc to satisfy Mr. Upadhyay's tax withholding obligations on shares acquired upon vesting of RSUs.
- F3$22.44 represents the vesting price, which is the average of the high and low share price on September 23, 2016, the last business day prior to the vesting day, which was a Saturday.