SEC Form 4 · accession 0001209191-16-121281
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Rudio
Officer — Vice President, Controller
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Incentive Plan Restricted Stock Units (RSU)F1,F2 | May 16, 2016 | A | 7,078 | — | A | 10,016 | D | |
| Ordinary Shares | holding | — | — | — | 4,631 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Stock Incentive Plan Stock Options (NQ)F3,F2,F4 | $14.30 | May 16, 2016 | A | 17,821 | A | — | May 16, 2026 | Ordinary Shares | 17,821 | 17,821 | D |
Explanation of responses
- F1Upon each vesting date, each vested restricted stock unit automatically converts into one (1) ordinary share of Endo International plc. These restricted stock units (RSUs) generally vest 33% per year on each of May 16, 2017, May 16, 2018 and May 16, 2019. Upon vesting, we consider the underlying RSUs to be expired.
- F2These securities were granted to Mr. Rudio in consideration of his services as Principal Accounting Officer of Endo International plc.
- F3Represents the right to buy ordinary shares, par value $0.0001 per share, of Endo International plc.
- F4These stock options are generally exercisable 33% per year on each of May 16, 2017, May 16, 2018 and May 16, 2019.