SEC Form 4 · accession 0001209191-16-108074
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Kimmel
Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 11, 2016 | M | 6,764 | $41.67 | A | 72,237 | D | |
| Ordinary SharesF1 | Mar 14, 2016 | P | 1,125 | $41.94 | A | 73,362 | D | |
| Ordinary SharesF2 | holding | — | — | — | 190,000 | I | In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2007 Stock Incentive Plan Stock Options (NQ)F4,F3 | $24.63 | Mar 11, 2016 | M | 6,764 | D | — | Mar 12, 2018 | Ordinary Shares | 6,764 | 0 | D |
Explanation of responses
- F1This number represents ordinary shares, of which 48,362 have been deferred under Endo International plc's directors deferred compensation plan.
- F2This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and as to which shares Mr. Kimmel holds either sole or shared power of disposition and vote.
- F3Mr. Kimmel's stock options that were granted under the 2007 Stock Incentive Plan on March 12, 2008 were generally exercisable 25% per year on March 12, 2009, March 12, 2010, March 12, 2011 and March 12, 2012.
- F4These securities were granted to Mr. Kimmel in 2008 in consideration of his services on the Endo Health Solutions Inc. Board of Directors.