SEC Form 4 · accession 0001209191-15-079928
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Kimmel
Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 9:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 11, 2015 | M | 10,384 | $16.80 | A | 107,521 | D | |
| Ordinary SharesF2 | holding | — | — | — | 140,000 | I | held in trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2007 Stock Incentive Plan Stock Options (NQ)F4,F3 | $16.80 | Nov 11, 2015 | M | 10,384 | D | — | Mar 12, 2019 | Ordinary Shares | 10,384 | 0 | D |
Explanation of responses
- F1This number represents ordinary shares directly held by Mr. Kimmel, of which 48,362 have been deferred under the Registrant's directors deferred compensation plan.
- F2This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and as to which shares Mr. Kimmel holds either sole or shared power of disposition and vote.
- F3Mr. Kimmel's stock options that were granted under the 2007 Stock Incentive Plan on March 12, 2009 were generally exercisable 25% per year on March 12, 2010, March 12, 2011, March 12, 2012, and March 12, 2013.
- F4These securities were granted to Mr. Kimmel in 2009 in consideration of his services on the Endo Health Solutions Inc. Board of Directors.