SEC Form 4 · accession 0001209191-15-078949
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Kimmel
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 5, 2015 | M | 10,000 | $53.91 | A | 237,137 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2004 Stock Incentive Plan Stock Options (NQ)F3,F2 | $31.43 | Nov 5, 2015 | M | 10,000 | D | — | Mar 13, 2016 | Ordinary Shares | 10,000 | 0 | D |
Explanation of responses
- F1This number represents ordinary shares, of which 48,362 have been deferred under the Registrant's directors deferred compensation plan, and 140,000 ordinary shares held in trusts for which Mr. Kimmel serves as trustee and as to which shares Mr. Kimmel holds either sole or shared power of disposition and vote.
- F2Mr. Kimmel's stock options that were granted under the 2004 Stock Incentive Plan on March 13, 2006 were generally exercisable 25% per year on March 13, 2007, March 13, 2008, March 13, 2009, and March 13, 2010.
- F3These securities were granted to Mr. Kimmel in 2006 in consideration of his services on the Endo Health Solutions Inc. Board of Directors.