SEC Form 4 · accession 0001209191-15-072322
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suketu Upadhyay
Officer — EVP, Chief Financial Officer
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3,F4 | Sep 24, 2015 | F | 2,368 | $72.77 | D | 11,335 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 restricted stock units (RSUs) vested on September 24, 2015. Upon vesting, certain shares were withheld by the issuer to satisfy tax obligations on shares acquired.
- F2These shares represent stock withheld by the issuer to satisfy tax withholding obligations on shares acquired upon vesting of restricted stock units.
- F3$72.77 represents the vesting price, which is the average of the high and low share price on the vesting date of September 24, 2015.
- F4Includes 475 shares of Endo International plc ordinary shares acquired pursuant to Endo International plc's Employee Stock Purchase Plan ("ESPP") as of 9/24/2015, the date of the latest available statement of the reporting person's ESPP holdings.