SEC Form 4 · accession 0001209191-15-033440
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline B Manogue
Officer — Exec. V.P.,Chief Legal Officer
Period of report
Apr 7, 2015
Accepted (ET)
Apr 9, 2015 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Apr 7, 2015 | M | 503 | $20.61 | A | 43,603 | D | |
| Ordinary SharesF1 | Apr 7, 2015 | S | 503 | $91.90 | D | 43,100 | D | |
| Ordinary SharesF1 | Apr 8, 2015 | M | 36,429 | $20.61 | A | 79,529 | D | |
| Ordinary SharesF1 | Apr 8, 2015 | M | 36,609 | $33.98 | A | 116,138 | D | |
| Ordinary SharesF1 | Apr 8, 2015 | M | 32,021 | $34.70 | A | 148,159 | D | |
| Ordinary SharesF1 | Apr 8, 2015 | S | 105,059 | $91.90 | D | 43,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2004 Stock Incentive Plan Stock Options (NQ)F3,F2 | $20.61 | Apr 7, 2015 | M | 503 | D | — | Feb 19, 2020 | Ordinary Shares | 503 | 36,429 | D |
| 2004 Stock Incentive Plan Stock Options (NQ)F3,F2 | $20.61 | Apr 8, 2015 | M | 36,429 | D | — | Feb 19, 2020 | Ordinary Shares | 36,429 | 0 | D |
| 2010 Stock Incentive Plan Stock Options (NQ)F3,F4 | $33.98 | Apr 8, 2015 | M | 36,609 | D | — | Feb 23, 2021 | Ordinary Shares | 36,609 | 0 | D |
| 2010 Stock Incentive Plan Stock Options (NQ)F3,F6,F5 | $34.70 | Apr 8, 2015 | M | 32,021 | D | — | Feb 22, 2022 | Ordinary Shares | 32,021 | 10,673 | D |
Explanation of responses
- F1On March 9, 2015, in connection with her personal financial planning, Ms. Manogue placed 118,673 of the shares underlying her stock options into a 10b5-1 pre-set selling program (the "Manogue Pre-Set Selling Program"). The options exercised and the shares sold above were sold pursuant to the Manogue Pre-Set Selling Program, which leaves 13,111 remaining shares (underlying options) in the current Manogue Pre-Set Selling Program.
- F2Ms. Manogue's stock options that were granted under the 2004 Stock Incentive Plan on February 19, 2010 were generally exercisable 25% per year on each of February 19, 2011, February 19, 2012, February 19, 2013 and February 19, 2014.
- F3These securities were granted to Ms. Manogue in consideration of her services as the Executive Vice President, Chief Legal Officer of the registrant.
- F4Ms. Manogue's stock options that were granted under the 2010 Stock Incentive Plan on February 23, 2011 were generally exercisable 25% per year on each of February 23, 2012, February 23, 2013, February 23, 2014 and February 23, 2015.
- F5Ms. Manogue's stock options that were granted under the 2010 Stock Incentive Plan on February 22, 2012 are generally exercisable 25% per year on each of February 22, 2013, February 22, 2014, February 22, 2015 and February 22, 2016.
- F6The 10,673 stock options remaining under this award granted on February 22, 2012 were un-vested as of March 9, 2015 and were therefore not included in the Manogue Pre-Set Selling Program.