SEC Form 4 · accession 0001209191-15-025198
Endo International plc · ENDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Camille Farhat
Officer — President, AMS, Inc.
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 9, 2015 | M | 35,589 | $32.27 | A | 44,239 | D | |
| Ordinary Shares | Mar 9, 2015 | M | 4,849 | $30.80 | A | 49,088 | D | |
| Ordinary SharesF1 | Mar 9, 2015 | S | 40,438 | $87.02 | D | 8,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2010 Stock Incentive Plan Stock Options (NQ)F3,F2 | $32.27 | Mar 9, 2015 | M | 35,589 | D | — | Sep 5, 2022 | Ordinary Shares | 35,589 | 35,588 | D |
| Assumed Stock Incentive Plan Stock Options (NQ)F3,F4 | $30.80 | Mar 9, 2015 | M | 4,849 | D | — | Feb 27, 2020 | Ordinary Shares | 4,849 | 4,848 | D |
Explanation of responses
- F1This represents the average price at which Mr. Farhat's ordinary shares were sold on March 9, 2015.
- F2Mr. Farhat's stock options that were granted under the 2010 Stock Incentive Plan on September 5, 2012 were generally exercisable 25% per year on each of September 5, 2013, September 5, 2014, September 5, 2015, and September 5, 2016.
- F3These securities were granted to Mr. Farhat in consideration of his services as the President of American Medical Systems, a subsidiary of Endo International plc.
- F4Mr. Farhat's stock options that were granted under the Assumed Stock Incentive Plan on February 27, 2013 were generally exercisable 25% per year on each of February 27, 2014, February 27, 2015, February 27, 2016, and February 27, 2017.