SEC Form 4 · accession 0001723488-18-000013
Continental Building Products, Inc. · CBPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Bruce Briggs
Officer — Vice President Sales
Period of report
Jun 7, 2018
Accepted (ET)
Jun 8, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592480
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 1,925 | $14.00 | A | 5,903 | D | |
| Common StockF1 | Jun 7, 2018 | S | 1,925 | $31.35 | D | 3,978 | D | |
| Common StockF1 | Jun 7, 2018 | S | 1,425 | $31.35 | D | 2,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $14.00 | Jun 7, 2018 | M | 1,925 | D | — | Feb 4, 2024 | Stock Option (right to buy) | 1,925 | 0 | D |
Explanation of responses
- F1The price recorded in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.25 to $31.425 inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Stock option vests in four equal installments on the first, second, third and fourth anniversaries of the grant date.
- F3Granted as compensation for services.