SEC Form 4 · accession 0001637470-26-000002
Virtu Financial, Inc. · VIRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virtu Employee Holdco LLC
Director · 10% Owner · Other
Period of report
May 1, 2026
Accepted (ET)
Aug 24, 2026 · 5:46 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001592386
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C common stockF1 | May 1, 2026 | D | 135,360 | — | D | 3,121,274 | D | |
| Class C common stockF1 | May 20, 2026 | D | 20,000 | — | D | 3,101,274 | D | |
| Class C common stockF1 | Aug 3, 2026 | D | 210,440 | — | D | 2,890,834 | D | |
| Class C common stockF2 | Aug 20, 2026 | D | 200,000 | — | D | 2,690,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLCF1 | — | May 1, 2026 | D | 135,360 | D | — | — | Class A common stock | 135,360 | 3,121,274 | D |
| Non-voting common interest units of Virtu Financial LLCF1 | — | May 20, 2026 | D | 20,000 | D | — | — | Class A common stock | 20,000 | 3,101,274 | D |
| Non-voting common interest units of Virtu Financial LLCF1 | — | Aug 3, 2026 | D | 210,440 | D | — | — | Class A common stock | 210,440 | 2,890,834 | D |
| Non-voting common interest units of Virtu Financial LLCF2 | — | Aug 20, 2026 | M | 200,000 | D | — | — | Class A common stock | 200,000 | 2,690,834 | D |
Explanation of responses
- F1Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).
- F2Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employee.