SEC Form 4 · accession 0001179110-18-009436
Virtu Financial, Inc. · VIRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Nixon
Director
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592386
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | May 22, 2018 | G | 5,000 | $0.00 | D | 12,929 | D | |
| Class A common stockF2 | Jul 1, 2018 | M | 6,965 | — | A | 19,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Jul 1, 2018 | M | 6,965 | D | — | — | Class A common stock | 6,965 | 0 | D |
| Restricted Stock UnitF3,F5 | — | Jul 1, 2018 | A | 4,998 | A | — | — | Class A common stock | 4,998 | 4,998 | D |
Explanation of responses
- F1Represents shares of Class A common stock that the reporting person donated as a gift to a donor advised fund.
- F2Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
- F3Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
- F4The RSUs vested on July 1, 2018.
- F5The RSUs vest on July 1, 2019.