SEC Form 4 · accession 0001179110-18-009434
Virtu Financial, Inc. · VIRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C. Grano
Director
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592386
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Jul 3, 2018 | M | 5,135 | — | A | 5,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jul 1, 2018 | A | 4,998 | A | — | — | Class A common stock | 4,998 | 10,133 | D |
| Restricted Stock UnitF2,F4 | — | Jul 3, 2018 | M | 5,135 | D | — | — | Class A common stock | 5,135 | 4,998 | D |
Explanation of responses
- F1Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
- F2Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
- F3The RSUs vest on July 1, 2019.
- F4The RSUs vested on July 3, 2018.