SEC Form 4/A · accession 0001179110-18-000432

Virtu Financial, Inc. · VIRT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Exec VP & CFO

Period of report

Dec 31, 2017

Accepted (ET)

Jan 3, 2018 · 7:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001592386

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A common stock^F1	Dec 31, 2017	M	5,774	—	A	27,138	D
Class A common stock^F2	Dec 31, 2017	F	2,381	—	D	24,757	D
Class A common stock^F1	Dec 31, 2017	M	9,373	—	A	34,130	D
Class A common stock^F2	Dec 31, 2017	F	3,864	—	D	30,266	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F3,F4	—	Dec 31, 2017	M	5,774	D	—	—	Class A common stock	5,774	33,925	D
Restricted Stock Unit^F3,F5	—	Dec 31, 2017	M	9,373	D	—	—	Class A common stock	9,373	24,552	D

F1Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.
F2Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30
F3Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.
F5The RSUs vest in three equal installments on December 31, 2017, December 31, 2018 and December 31, 2019.