SEC Form 4 · accession 0001179110-18-000400
Virtu Financial, Inc. · VIRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Molluso
Officer — Exec VP & CFO
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592386
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Dec 31, 2017 | M | 5,774 | — | A | 27,138 | D | |
| Class A common stockF2 | Dec 31, 2017 | F | 2,381 | — | D | 24,757 | D | |
| Class A common stockF1 | Dec 31, 2017 | M | 9,373 | — | A | 34,130 | D | |
| Class A common stockF2 | Dec 31, 2017 | F | 3,864 | — | D | 30,266 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.
- F2Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30