SEC Form 4 · accession 0001179110-17-000907

Virtu Financial, Inc. · VIRT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Michael T Viola

Director · 10% Owner

Vincent J Viola

Officer — Executive Chairman · Director · 10% Owner

TJMT Holdings LLC

Officer — See Viola, Vincent J. · Director · 10% Owner · Other

Teresa Viola

Director · 10% Owner · Other

Period of report

Jan 9, 2017

Accepted (ET)

Jan 11, 2017 · 5:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001592386

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock^F2	Jan 9, 2017	P	100	$16.00	A	507,760	I	See footnote
Class A common stock^F2	Jan 11, 2017	P	1,924	$16.00	A	509,684	I	See footnote
Class A common stock^F3	holding	—	—		—	200,000	D
Class A common stock^F4	holding	—	—		—	5,752	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.
F3Directly owned by Mr. Vincent Viola.
F4Directly owned by Mr. Michael Viola.

Remarks

By virtue of relationship with Mr. Vincent Viola, a director of the Issuer, Mrs. Teresa Viola and TJMT Holdings LLC may each be deemed to be a director by deputization.