SEC Form 4 · accession 0001104659-17-051085
Virtu Financial, Inc. · VIRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Glenn H Hutchins
Director · 10% Owner
Robert Greifeld
Director · 10% Owner
North Island Holdings I, LP
10% Owner
North Island Holdings I GP, LP
10% Owner
North Island Ventures, LLC
10% Owner
West Meadow Group LLC
10% Owner
North Island L.L.C.
10% Owner
Period of report
Aug 10, 2017
Accepted (ET)
Aug 10, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592386
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.00001 per shareF1,F2,F3,F4,F5 | Aug 10, 2017 | P | 338,124 | $15.44 | A | 40,064,103 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 10, 2017, pursuant to a privately negotiated investment agreement with the Issuer and a letter agreement, dated July 19, 2017, with the Issuer, North Island Holdings I, LP purchased 338,124 shares of the Issuer's Class A common stock, par value $0.00001 per share for approximately $15.44 per share.
- F2These shares are owned directly by North Island Holdings I, LP.
- F3The sole general partner of North Island Holdings I, LP is North Island Holdings I GP, LP. The sole general partner of North Island Holdings I GP, LP is North Island Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through North Island L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in North Island Ventures, LLC. Each of North Island Holdings I GP, LP, North Island Ventures, LLC, North Island L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by North Island Holdings I, LP, but each (other than the North Island Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein.
- F4The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- F5Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.