SEC Form 4 · accession 0001592379-18-000038
Papa Murphy's Holdings, Inc. · FRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L David Mounts
Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 6, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 3, 2018 | A | 3,000 | $0.00 | A | 13,944 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 6,000 | I | By children | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 213,961 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock granted under the 2014 Equity Incentive Plan which vests one year after the date of grant. The grant of restricted stock is part of the Reporting Person's compensation as a non-employee director on the Board of Directors for Papa Murphy's Holdings Inc.
- F2The reported securities are held in custodial account for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- F3Shares held by a trust of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.