SEC Form 4 · accession 0001592379-17-000056
Papa Murphy's Holdings, Inc. · FRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Birch
Officer — Interim CEO · Director
Period of report
Jul 4, 2017
Accepted (ET)
Jul 6, 2017 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 4, 2017 | A | 3,000 | $0.00 | A | 23,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $4.38 | Jul 4, 2017 | A | 9,000 | A | Jul 4, 2017 | Jul 4, 2027 | Common Stock | 9,000 | 9,000 | D |
Explanation of responses
- F1Represents restricted stock granted under the 2014 Equity Incentive Plan which vests one year after the date of grant. The grant of restricted stock is part of the Reporting Person's compensation as a director on the Board of Directors for Papa Murphy's Holdings Inc.