SEC Form 4 · accession 0001592379-17-000023
Papa Murphy's Holdings, Inc. · FRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Harmon
Officer — SVP of Operations
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592379
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $3.97 | Mar 9, 2017 | A | 42,300 | A | — | Mar 9, 2027 | Common Stock | 42,300 | 42,300 | D |
Explanation of responses
- F1Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.