SEC Form 4 · accession 0001592379-16-000172
Papa Murphy's Holdings, Inc. · FRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Harmon
Officer — SVP of Operations
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 22, 2016 | P | 515 | $4.64 | A | 515 | I | By IRA |
| Common Stock, par value $0.01 per shareF2,F1 | Nov 23, 2016 | P | 10,000 | $4.75 | A | 10,515 | I | By IRA |
| Common Stock, par value $0.01 per share | holding | — | — | — | 16,114 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by an IRA trust for the benefit of the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $4.72 to $4.80, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.