SEC Form 4 · accession 0001592379-16-000139
Papa Murphy's Holdings, Inc. · FRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L David Mounts
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Aug 10, 2016 | P | 47,000 | $5.25 | A | 90,082 | I | By Trust |
| Common Stock, par value $0.01 per shareF3,F4 | Aug 10, 2016 | P | 3,000 | $5.39 | A | 6,000 | I | By children |
| Common Stock, par value $0.01 per share | holding | — | — | — | 7,944 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $5.16 to $5.32, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Shares held by a trust of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $5.30 to $5.45, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or any other purpose.