SEC Form 4 · accession 0001209191-17-048166
Papa Murphy's Holdings, Inc. · FRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 3, 2017
Accepted (ET)
Aug 8, 2017 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Aug 3, 2017 | P | 10,000 | $4.19 | A | 2,201,328 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Aug 4, 2017 | P | 11,101 | $4.18 | A | 2,212,429 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Aug 7, 2017 | P | 4,063 | $4.19 | A | 2,216,492 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Aug 8, 2017 | P | 7,289 | $4.18 | A | 2,223,781 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
- F2MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.