SEC Form 4 · accession 0001225208-17-007959
Clifton Bancorp Inc. · CSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lesler
Officer — EVP & Chief Operating Officer
Period of report
Apr 10, 2017
Accepted (ET)
Apr 11, 2017 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 10, 2017 | F | 3,093 | $16.24 | D | 4,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF2 | $14.89 | holding | — | — | — | Apr 6, 2017 | Apr 6, 2026 | Common Stock | 6,715 | 6,715 | D |
| Non-Qualified Stock OptionF3 | $14.89 | holding | — | — | — | Apr 6, 2017 | Apr 6, 2026 | Common Stock | 3,285 | 3,285 | D |
Explanation of responses
- F1Since the reporting person's last report 8,000 shares previously held by Stock Award have vested and are now owned directly.
- F2Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan are fully vested and exercisable.
- F3Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan are fully vested and exercisable.