SEC Form 4 · accession 0001225208-16-039344
Clifton Bancorp Inc. · CSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Scriveri
Officer — Executive Vice President
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 10:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2016 | A | 9,000 | $0.00 | A | 9,000 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF2 | $15.16 | Sep 12, 2016 | A | 6,596 | A | Sep 12, 2017 | Sep 12, 2026 | Common Stock | 6,596 | 6,596 | D |
| Non-Qualified Stock OptionF3 | $15.16 | Sep 12, 2016 | A | 3,404 | A | Sep 12, 2017 | Sep 12, 2026 | Common Stock | 3,404 | 3,404 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in three equal annual installments commencing on September 12, 2017.
- F2Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan will fully vest on September 12, 2017.
- F3Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan will fully vest on September 12, 2017.