SEC Form 4 · accession 0001225208-16-027078
Clifton Bancorp Inc. · CSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen Adzima
Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 19, 2016 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | P | 80 | $14.274 | A | 20,080 | I | By Corporation |
| Common StockF1 | holding | — | — | — | 18,119 | D | ||
| Common Stock | holding | — | — | — | 9,012 | I | By Spouse as Custodian for MA | |
| Common Stock | holding | — | — | — | 9,012 | I | By Spouse as Custodian for RA | |
| Common Stock | holding | — | — | — | 9,012 | I | By Spouse as Custodian for RYA | |
| Common StockF1,F2 | holding | — | — | — | 1,402 | I | By Stock Award | |
| Common StockF3 | holding | — | — | — | 27,295 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $13.84 | holding | — | — | — | Sep 2, 2016 | Sep 2, 2025 | Common Stock | 68,238 | 68,238 | D |
Explanation of responses
- F1Since the reporting person's last report 351 shares previously held by Stock Award have vested and are now owned directly.
- F2Stock awards granted pursuant to the Clifton Savings Bancorp, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on January 7, 2016.
- F3Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- F4Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.