SEC Form 4 · accession 0001225208-15-017999
Clifton Bancorp Inc. · CSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Tracy Tripucka
Officer — SVP-Commercial Lending of Bank
Period of report
Sep 2, 2015
Accepted (ET)
Sep 3, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2015 | A | 6,824 | $0.00 | A | 6,824 | I | By Stock Award |
| Common Stock | holding | — | — | — | 10,000 | D | ||
| Common StockF2 | holding | — | — | — | 1,874 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 3,825 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF3 | $13.84 | Sep 2, 2015 | A | 17,060 | A | Sep 2, 2016 | Sep 2, 2025 | Common Stock | 17,060 | 17,060 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.